Robert Durant Tucker (CRD #1725356, New York, New York) was barred by FINRA and the SEC dismissed Tucker’s appeal of the NAC decision. This sanction was based on FINRA's findings that Tucker allegedly improperly approved the transfer of client funds to his personal checking account by falsifying a wire transfer form to give it the […]

KIRSTEN F. HAWKINS (CRD# 2509324) a 45 year-old Staunton, Virginia financial advisor, has admitted to wire fraud and agreed to make restitution of $500,000. According to the U.S. attorney's office, Kirsten Flynn Hawkins was employed at Bank One in Staunton, Virginia, from August 2011 to August 2014, and Hawkins transferred funds to her own personal […]