APW Capital Broker Paul Furusho Barred As Securities Broker By FINRA The Financial Industry Regulatory Authority (FINRA) reportedly barred securities broker Paul Wesley Furusho (CRD#: 2165709, San Francisco, California). Specifically, the regulator indefinitely prohibited Furusho from working as a securities broker because of alleged misconduct during an investigation. Not only that, but Furusho’s recent employer, […]

JAMES BOOTH Barred From Securities Industry Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) barred LPL Financial LLC securities broker James Booth (CRD#: 1906145, Norwalk, Connecticut) for conversion. Evidently, Booth executed a Letter of Acceptance, Waiver and Consent (“AWC”) #: 2019062787101 on June 26, 2019, which FINRA accepted July 1, 2019. This AWC contains findings […]