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September 14, 2012
Record Number of Brokers Request Their Records be Expunged

Brokers have made 354 requests so far in 2012 to expunge information such as details of customer arbitration complaints from records that investors and securities firms use to research brokers' professional histories. During the entire year last year, 2011, the number was 372 expungement requests as stated in a recent Rueters article. According to the […]

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