Soreide Law Group, Securities Arbitration Law Firm (888) 760-6552, recently obtained this information from the FINRA website under “Disciplinary and Other FINRA Actions, January, 2015.” BMA Securities aka Burt Martin Arnold Securities, Inc. (CRD #108219, El Segundo, California) was censured, fined $325,000 and ordered to retain, within 30 days of the date of the Notice […]

Patrick Richard Harrison (CRD #4976695, Fircrest, Washington) was barred by FINRA for allegedly participating in a series of private securities transactions by introducing two senior investors to an individual who purported to sell the investors discounted shares in a publically traded regional bank without providing prior notice to his member firm. FINRA's findings stated that […]