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September 20, 2013
Hawaiian Broker Barred by FINRA for Misappropriation of Over $700K of Clients' Funds

The following information has been obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013.” Bruce Martin Harada (CRD #2324524, Registered Representative, Honolulu, Hawaii) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Harada consented to the described sanction and to the entry of findings […]

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