Brian Nelson (CRD #5065593) settled a customer dispute naming Emerson Equity for $136,944, according to his BrokerCheck report. The claim, filed June 9, 2025 under docket number 25-01170, alleged violation of federal securities laws, violations of the California Securities laws, California unfair, unlawful, and fraudulent business practices, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence. BrokerCheck shows it settled on September 23, 2026.