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April 27, 2025
Stephen King Handed FINRA Bar Over Refusal To Testify

FINRA has expelled securities broker Stephen Philip King [CRD: 1590508, Eatontown, New Jersey], according to disclosures on FINRA BrokerCheck. Apparently, King worked for Cantone Research Inc. from November 17, 2014, to September 5, 2023. Keep reading to learn more about King’s regulatory issues. King Barred By Cantone Over Testimony Refusal According to a regulatory action […]

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