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May 24, 2013
FINRA Notice on Broker/Dealer Communications Regarding Real Estate Investments

FINRA recently issued a notice providing guidance to its members on communications with the public regarding unlisted real estate investment programs, (REITs) and real estate direct participation programs. Disclosure: Firm communications containing descriptions of a real estate program must be consistent with the program’s current prospectus and must not imply an investment in the program […]

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