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May 22, 2023
FINRA Expels Carlos Leston

Soreide Law Group is investigating possible investor claims against securities broker Carlos Leston (also known as Jose Carlos Leston) (CRD: 3021614, Weehawken, New Jersey). Notably, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Leston failed to provide information and documents to FINRA when it investigated potential FINRA rule violations. Here is […]

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