The Financial Industry Regulatory Authority, Inc. (FINRA) recently censured three Cetera firms, and additionally fined the firms $1 million combined. Without admitting or denying FINRA’s findings, Cetera Advisor Networks agreed to a fine of $750,000, Cetera Advisors agreed to a fine of $150,000 and Cetera Financial Specialists to a fine of $100,000. The firms consented […]