Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
April 11, 2023
Investors Complain About Chad Allen

Investors complained about securities broker Chad Edward Allen (CRD: 2712784, New York, New York). Notably, the securities broker, who worked for Oppenheimer Co. Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Oppenheimer Co. Inc. clients allege that Allen made misrepresentations and unsuitable recommendations, among other sales practice violations. For more on […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved