Soreide Law Group, at (888) 760-6552, has obtained this summation of information from FINRA’s website listed as “Disciplinary and Other FINRA Actions, February, 2014.” Charles William Doller III (CRD #2389795, Registered Principal, Yorktown Heights, New York) was fined $20,000 and suspended for two years by FINRA for allegedly failing to supervise a broker engaged in […]