Wells Fargo, Dougherty Clients File Suitability Disputes Involving Broker Jeffrey Hill Soreide Law Group is reviewing potential investor lawsuits to be brought against securities broker Jeffrey Alan Hill (CRD#: 2204945, Bemidji, Minnesota). Evidently, FINRA sanctioned Hill several times for misconduct. Not only that, but 8 investors disputed his sales practices. Let’s take a brief look […]

Securities Broker Peter Girgis Under FINRA Investigation For Possible Churning, Unsuitable Trading The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for securities broker Peter Girgis (CRD#: 4520444, New York, New York) shows that FINRA is investigating him for unsuitable trading and churning. Moreover, six investors disputed Girgis’s sales practices. These disclosures are summarized below. FINRA’s […]

Paul Edward Soll (CRD#: 430284) was barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm on July 12, 2018. The Financial Industry Regulatory Authority Inc. barred Paul Soll for allegedly failing to provide FINRA with information about his trading activity while he was employed by Financial West Group in […]