Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
July 17, 2013
Broker Barred by FINRA for Unsuitable and Excessive Trading in Customers' Accounts

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Edwin Efrain Mosquera (CRD #3049414, Registered Representative, Howard Beach, New York) was barred from association with any FINRA member in any capacity. In light of Mosquera’s financial status, […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved