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March 28, 2016
FINRA Expels New York's Global Arena Capital Corp and Fines Them $1 Million Over Excessive Markups

The Soreide Law Group (888-760-6552) obtained the following information on FINRA's website under, "Disciplinary and Other FINRA Actions March 2016." Global Arena Capital Corp (CRD® #16871, New York, New York) was expelled from FINRA membership, fined $1 million and ordered to disgorge $333,083.26, plus interest. FINRA's sanctions were based on findings that Global Arena Capital […]

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