HTK Broker Clay Erickson Suspended For Transferring Investor Funds Without Authorization The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report for broker Clay Erickson (CRD#: 1583644, Salt Lake City, Utah) is troubling. Evidently, six of Erickson’s clients brought disputes about his sales practices. Not only that, but FINRA suspended Erickson and issued him a fine for […]