ATTENTION INVESTORS: Claims Against UBS Broker ANITA BRENNAN Anita Maria Brennan (CRD#: 858500, San Juan, Puerto Rico) has been a UBS Financial Services Inc. general securities representative since April 18, 2000. Mainly, Brennan disclosed on her FINRA BrokerCheck Report that at least eight customers took aim at her sales practices. For example, here is a […]

In an October 28th. 2014, InvestmentNews article by Mason Braswell, "UBS Facing Nearly $1 billion in Puerto Rico Claims," attorney Lars Soreide of Soreide Law Group is quoted by the author commenting on the cases he has filed in the alleged UBS Puerto Rico bond fraud. Soreide Law Group is still actively filing select UBS […]

Soreide Law Group has filed a lawsuit with the Financial Industry Regulatory Authority, also known as FINRA, against UBS Financial Services Incorporated Puerto Rico, and broker Eladio Jesus Perez, Jr. The lawsuit was filed on behalf of a 70 year-old investor in Puerto Rico bond funds, alleging unsuitability, over-concentration of funds, excessive and inappropriate use […]

Soreide Law Group has filed a lawsuit with the Financial Industry Regulatory Authority, also known as FINRA, against UBS Financial Services Incorporated Puerto Rico, and broker Eladio Jesus Perez, Jr. The lawsuit was filed on behalf of a 70 year-old investor in Puerto Rico bond funds, alleging unsuitability, over-concentration of funds, excessive and inappropriate use […]

It was announced that the Securities and Exchange Commission (SEC) issued a Wells notice to UBS regarding secondary market trading of closed-end funds sold in Puerto Rico in 2008 and 2009.  USB sold $2.9 billion in bonds in 2008. UBS was a former financial adviser to Puerto Rico's Employees Retirement System that provides pensions for […]