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May 19, 2014
Ft. Lauderdale Broker Fined and Suspended by FINRA

Ft. Lauderdale-based Soreide Law Group, (888) 760-6552, obtained the following summation of information from FINRA’s website listed under “Disciplinary and Other FINRA Actions, May, 2014.” Mitchell Garrett (CRD #4829212, Fort Lauderdale, Florida) received a deferred fine of $10,000, was suspended by FINRA for 30 business days, and required to cooperate with FINRA's investigation alleging that […]

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