Bloomberg Tradebook LLC (CRD #40881, New York, New York) was censured, fined $140,000 and required to revise its written supervisory procedures (WSPs) by FINRA. Allegedly, Bloomberg Tradebook LLC executed short sale and short sale exempt transactions, and failed to report each of these transactions to the FINRA/NASDAQ Trade Reporting Facility (FNTRF) with a short sale […]