The following is a summation of information available on FINRA's Website under “Disciplinary and Other FINRA Actions, April, 2014.” Christopher David Mackey (CRD #5836017, Registered Representative, Grayson, Georgia) was fined $5,000 and suspended by FINRA for 18 months. According to FINRA's report Mackey allegedly effected or caused to be effected, transactions in his clients' accounts […]