Soreide Law Group (888-760-6552) found the following information from FINRA's Disciplinary Report, March 2016. Richard A. McGuire (CRD #4637028, Bay Shore, New York) Alternate Names: RICH ALLEN MCGUIRE, RICH MCGUIRE was barred by FINRA and ordered to pay $95,000, plus interest, in restitution to a client’s estate. The NAC (National Adjudicatory Council a FINRA committee […]
