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February 9, 2017
Florida Broker, Jennifer Lynn Steele, Fined and Suspended by FINRA

Soreide Law Group, based in Florida, obtained the following information from FINRA’s Disciplinary Reports January 2017: Jennifer Lynn Steele (CRD #2761110, Pinellas Park, Florida) was fined $5,000 and suspended by FINRA for one month for allegedly failing to provide prior written notice to, and receive approval from, her member firm of an outside business activity […]

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