Fort-Lauderdale-based Soreide Law Group obtained the following summation of information from FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2014.” James Clifford Eastman (CRD #1385303, Naples, Florida) was given a deferred fine of $20,000 and suspended by FINRA for nine months for allegedly participating in the sales of private securities without prior written notice […]