Centaurus Clients Indicate Broker Ricky Mantei Breached Fiduciary Duty The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by Ricky Alan Mantei (CRD#: 1098981, Lexington, South Carolina). Specifically, the financial advisor, who worked for firms JP Turner & Company, LLC (March 2010 to June 2015) and Centaurus Financial, Inc. (May 2015 […]

Centaurus Broker Cindy Chiellini Allegedly Causes Investor Losses On Bad Real Estate Securities Transactions Soreide Law Group is reviewing potential investor disputes against Centaurus Financial securities broker Cindy Porto Chiellini [CRD#: 1015592, Lexington, South Carolina]. Notably, Colorado Division of Securities filed an enforcement action against Chiellini for her allegedly unsuitable and dishonest sales practices. Also, […]

DAVID W. JOHNSON (CRD# 1010443), a 55 year-old former JP Turner broker from Keller, Texas, is facing felony theft charges in Iowa. Johnson is charged with four first degree theft charges, after complaints from residents in Pocahontas, Coon Rapids, Algona and Fort Dodge, Iowa, came to light. According to reports, allegedly Johnson took over $10,000 […]

In a January 22, 2014, article in InvestmentNews, entitled, "Schorsch's pickup of J.P. Turner: "Such a bargain!" by Bruce Kelly, Securities Attorney, Lars Soreide, is quoted in the article referencing the claims his clients have had against JP Turner. The following is a passage directly from the article: "A review of J.P. Turner's roster of […]

On December 5th., 2013, the Financial Industry Regulatory Authority (FINRA) ordered Atlanta-based broker-dealer J.P. Turner & Company, L.L.C. to pay $707,559 in restitution to 84 customers for sales of unsuitable leveraged and inverse exchange-traded funds (ETFs) and for excessive mutual fund switches. Investors should be made aware by their brokers that they could possibly suffer […]

On December 5th., 2013, the Financial Industry Regulatory Authority (FINRA) ordered Atlanta-based broker-dealer J.P. Turner & Company, L.L.C. to pay $707,559 in restitution to 84 customers for sales of unsuitable leveraged and inverse exchange-traded funds (ETFs) and for excessive mutual fund switches. Investors should be made aware by their brokers that they could possibly suffer […]