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May 16, 2019
Losses From MetLife Broker GARY HAMMOND?

Soreide Law Group Investigating GARY HAMMOND of Charlotte North Carolina Soreide Law Group is evaluating possible claims of sales practice violations against MetLife securities broker Gary Hammond (CRD#: 2660432, Charlotte, North Carolina). Notably, the Financial Industry Regulatory Authority (“FINRA”) shows that at least nine investors complained about Hammond. Eight complaints come after MML Investors Services […]

June 21, 2013
Connecticut Broker Barred by FINRA

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Thomas Gerald Recck (CRD #2703877, Registered Representative, Wethersfield, Connecticut) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Recck consented to the […]

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