Soreide Law Group has recently been contacted by clients who were sold unsuitable structured notes by former Morgan Stanley of Pasadena, California, broker: KEVIN C YANG (Also known as: CHIAGAN K YANG, CHIAGAN KEVIN YANG, KEVIN YANG) According to FINRA’s BrokerCheck, throughout KEVIN C YANG’s career as a registered representative, over $20,000,000 in settlements were […]

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following summation of information on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2014.” Morgan Stanley Smith Barney LLC (CRD #149777, Purchase, New York) was censured, fined $1,000,000, and required to conduct a review of their systems and written procedures which are […]