Soreide Law Group, based in Florida, has filed a complaint on behalf of their client (Claimant) against: NEWBRIDGE SECURITIES CORPORATION (Respondent) regarding alleged losses in GPB Capital Holdings and the Lodging Opportunity Funds. The Claimant, who resides in Florida, maintained accounts with the Respondent and their Financial Advisor, Peter L. Goffin. Goffin is not named […]

DENNIS ALLEN HAYES CRD#: 4403550, a broker formerly with Newbridge Securities of Boca Raton, Florida, had a complaint filed against him on January 11, 2019 by FINRA’s Department of Enforcement for alleged “selling away.” According to FINRA, between March 2010 and June 2016 while he was associated with Newbridge Securities Corporation in Boca Raton, FL, […]