Soreide Law Group, (888) 760-6552, obtained the following summation of information on FINRA’s website under “Disciplinary and Other FINRA Actions, December, 2013.” Steven Lee Goldberg (CRD #1077437, Registered Principal, St. Louis, Missouri) was fined $15,000 and suspended from association with any FINRA member in any capacity for two months. Without admitting or denying the findings, […]