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April 8, 2015
Former Daughter-in-Law of Mississippi Broker, Formerly With Stifel Nicolaus & Co., Awarded $1.3 Million by FINRA

A Financial Industry Regulatory Authority (FINRA) arbitration panel awarded $1.3 million in damages to a Mississippi investor over the handling of her finances by Lanis Dale Noble, a former broker for Stifel Nicolaus & Co. Inc. The investor also is Noble's former daughter-in-law. The case was filed in August 2012, accusing Noble with churning, breach […]

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