This summation of information was found on FINRA’s website under “Disciplinary and Other FINRA Actions, May, 2014.” Soreide Law Group (888) 760-6552. Bernardita Cortez Roque (CRD #3116405, Virginia Beach, Virginia) was barred by FINRA for allegedly referring clients to a private investment company that offered private placement investments. This was done allegedly without her firm’s […]