The Financial Industry Regulatory Authority (FINRA) filed a civil enforcement complaint on October 18th., against Bambi Holzer, Beverly Hills broker and chairman of Wealth & Income Management Group, Beverly Hills, for allegedly selling seven investors worthless privately issued securities and for allegedly lying to FINRA in regulatory documents. According to Reuters, many of Holzer's clients […]

The Financial Industry Regulatory Authority (FINRA) filed a civil enforcement complaint on October 18th., against Bambi Holzer, Beverly Hills broker and chairman of Wealth & Income Management Group, Beverly Hills, for allegedly selling seven investors worthless privately issued securities and for allegedly lying to FINRA in regulatory documents. According to Reuters, many of Holzer's clients […]