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June 21, 2013
Las Vegas Broker Fined and Suspended by FINRA Due to Unsuitable Sale of REITs to Elderly Client

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Julie Thompson Moat aka Jill Moat (CRD #4916242, Registered Representative, Henderson, Nevada) was suspended from association with any FINRA member in any capacity for 45 days and ordered to pay […]

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