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July 11, 2018
Former MORGAN STANLEY Broker, CORNELIUS PETERSON Sentenced

CORNELIUS PETERSON (CRD#: 5769919) a former MORGAN STANLEY of Boston financial advisor, was sentenced by a federal judge in Boston to 20 months in prison for misusing hundreds of thousands of dollars in clients’ money. Peterson pleaded guilty in February to fraud and conspiracy due to unauthorized investments in a wind farm. According to the […]

February 5, 2018
Former Morgan Stanley Boston Brokers, JAMES S POLESE and CORNELIUS PETERSON, Plead Guilty to Fraud and Conspiracy

JAMES S POLESE (CRD#: 2636427) and CORNELIUS PETERSON (CRD#: 5769919), both former Morgan Stanley financial advisors, pleaded guilty to fraud and conspiracy, according to the US Attorney in Boston. Polese also pleaded guilty to identity theft. Prosecutors say the two allegedly used client money for their own personal use.  According to court records, Polese and […]

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