Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, has obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, October, 2013.” Dawson James Securities, Inc. (CRD #130645, Boca Raton, Florida) was censured and fined $12,500. Without admitting or denying the findings, the firm consented to the described sanctions and to […]
Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, has obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, October, 2013.” Dawson James Securities, Inc. (CRD #130645, Boca Raton, Florida) was censured and fined $12,500. Without admitting or denying the findings, the firm consented to the described sanctions and to […]
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