Soreide Law Group, based in South Florida, obtained the following information from FINRA’s website’s May 2017 Disciplinary Report regarding Florida broker: David Ladin (CRD #3220407, Fort Lauderdale, Florida) Ladin was assessed a deferred fine of $10,000 and suspended by FINRA for four months for allegedly borrowing $12,000 from a client and failing to notify his […]