Soreide Law Group, PLLC, a Securities Arbitration Law Firm, (888) 760-6552, obtained he following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Craig Robert Morrison (CRD #4490109, Registered Representative, Gainesville, Florida) fined $5,000 and suspended from association with any FINRA member in any capacity for three months. Without admitting or denying […]

Soreide Law Group, PLLC, a Securities Arbitration Law Firm, (888) 760-6552, obtained he following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Craig Robert Morrison (CRD #4490109, Registered Representative, Gainesville, Florida) fined $5,000 and suspended from association with any FINRA member in any capacity for three months. Without admitting or denying […]

The Soreide Law Group, PLLC, a Securities Arbitration Law Firm, (888) 760-6552, found the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, April, 2013.” Arthur Apostol (CRD #2265647, Registered Representative, Ashford, Connecticut) was fined $5,000 and suspended from association with any FINRA member in any capacity for three months. Without admitting or […]

  James Thomas Corne (CRD #4184489, Registered Representative, Duncan, South Carolina)   fined $5,000 and suspended from association with any FINRA member in any capacity for three months.  Without admitting or denying the findings, Corne consented to the described sanctions and to the entry of findings that he falsified customers’ signatures on various securities and non-securities-related […]