Soreide Law Group has filed a FINRA arbitration, on behalf of their client (Claimant), against WELLS FARGO ADVISORS, LLC. The Claimant, in his mid-sixties, retired, and from Louisiana, transferred his retirement account from UBS to Wells Fargo with registered representative, Keith Fontenot CRD# 2296303. The Claimant stated, and was accurately recorded, that his risk tolerance […]
