Soreide Law Group, (888) 760-6552, obtained the following summation from FINRA’s website, listed under “Disciplinary and Other FINRA Actions, May, 2014.” Daniel Howard Glick (CRD #2175655, Chicago, Illinois) was barred by FINRA because allegedly during FINRA's investigation, FINRA had requested documents and information concerning findings by the Certified Financial Planner Board of Standards. This was […]