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June 19, 2012
California Rep Barred by FINRA

Daniel Edward Becerril II (CRD #4489715, Registered Representative, Huntington Beach, California) has been barred from association with any FINRA member in any capacity and this sanction was based on FINRA's findings that Becerril made willful misrepresentations and omissions to his customer by telling her that he would invest an $11,500 inheritance in a mutual fund, when […]

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