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October 13, 2026
Daniel Diaz, Former Merrill Lynch Broker, Permanently Barred By FINRA

Daniel Gustavo Diaz (CRD: 1715827), a former securities broker last registered in Miami, Florida, was permanently barred from associating with Financial Industry Regulatory Authority (FINRA) member firms, according to BrokerCheck. He worked for Merrill Lynch from October 30, 1989, to March 21, 2025, and Raymond James Associates Inc. from May 5, 2025, to September 8, […]

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