DANIEL MICHAEL ROPER (DANIEL M ROPER), according to a FINRA report dated 7/17/2025, was fined by FINRA $15,000.00, suspended for 2 years, and $80,747.00 in disgorgement over allegations that he allegedly engaged in profit sharing with a client who was a family member. Roper was registered from 03/25/2019 - 09/15/2023 with CHARLES SCHWAB & CO […]
