The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, February, 2013.” David Arthur Tetley (CRD #1511967, Registered Representative, Fairfield, Connecticut) was fined $5,000 and suspended from association with any FINRA member in any capacity for four months. Without admitting or denying the findings, Tetley consented to the described sanctions and to […]