Investors potentially experienced sales practice violations by securities broker David Nathan Cohen [CRD: 5083883, Yonkers, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Cohen worked for Cetera Investment Services LLC from June 20, 2019, to December 10, 2025. Keep reading to find out more about the disclosures involving Cohen. […]

Investors might have sustained losses due to securities broker David Nathan Cohen [CRD: 5083883, Yonkers, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Cohen worked for Cetera Investment Services LLC from June 20, 2019, to December 10, 2025. Investors should continue reviewing this information to learn more about the disclosures […]

AXA Equitable Broker David Cohen Targeted In Disputes Alleging Unsuitable Recommendations The Financial Industry Regulatory Authority (“FINRA”) reports troubling information regarding securities broker David Allan Cohen (CRD#: 4531744, Rockville, Maryland). Apparently, the securities broker, who worked for AXA Advisors LLC between 2002 and 2017, reports at least three investor disputes. Notably, one or more investors […]