Soreide Law Group has learned of possible investor claims against securities broker David Lau (also known as David Luu) (CRD: 4567411, Santa Rosa, California). Particularly, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Lau engaged in discretionary trading. Here is a brief summary of FINRA’s allegations against Lau. Lau Sanctioned By FINRA […]