Soreide Law Group, obtained the following information from FINRA’s April 2018 Disciplinary Report:  David Mitchell Elias (CRD #4209235, Parkland, Florida) was barred by FINRA for allegedly operating his member firm, DME SECURITIES in New York, NY, while it was in a net capital deficiency. FINRA’s findings stated that David Mitchell Elias was sole owner, control […]