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October 13, 2026
David Soiferman Accused Of Unauthorized Trading By Ameriprise Client

David Neil Soiferman (also known as Dave Soiferman), a securities broker based in Orlando, Florida (CRD: 1990243), is the subject of client complaints involving alleged investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. He worked for Ameriprise Financial Services LLC from April 16, 2010, to June 25, 2026. He has been registered […]

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