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June 8, 2019
DAVID STRNAD Suspended, Fined By FINRA

DAVID STRNAD Suspended, Fined By FINRA The Financial Industry Regulatory Authority (“FINRA”) issued Morgan Stanley securities broker David Strnad (CRD#: 1982721, Nashville, TN) a suspension and fine of $10,000 for his unauthorized purchases and sales in an investors’ account. Namely, Strnad submitted a Letter of Acceptance, Waiver, and Consent (“AWC”) #:2016051569601 on May 13, 2019, […]

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