Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
September 8, 2011
STIFEL, NICOLAUS AND FORMER EXECUTIVE CHARGED BY SEC WITH FRAUD IN SALE OF INVESTMENTS TO WISCONSIN SCHOOL DISTRICTS

In a report from the United States Securities and Exchange Commission's website, it was announced on August 10, 2011, the SEC charged Stifel, Nicolaus & Co., Inc., a St. Louis-based broker-dealer, and former Stifel Senior Vice President David W. Noack with defrauding five Wisconsin school districts by selling them unsuitably risky and complex investments funded largely […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved