Florida-based Soreide Law Group obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions December 2015.” Louis Karl Kittlaus (CRD #602059, Naples, Florida) was assessed a deferred fine of $25,000, suspended by FINRA for two years, and ordered to requalify by examination before becoming registered again in any capacity in the securities […]

Soreide Law Group, PLLC,  has been contacted recently by several clients that have complained of a high level of trading activity by Vision Financial Markets.Vision Financial Markets, a futures commission merchant (FCM) and introducing broker (IB), is registered with the NFA. Vision Financial Markets  is a Futures Commission Merchant and Commodity Pool Operator with headquarters in […]