The Pompano Beach, Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, August 2016.” DENNIS M. MERRITT (CRD# 1748115 Palm Harbor, Florida) was suspended by FINRA for four months and in light of Merritt’s financial status, no monetary sanction was imposed, due to allegations that Merritt participated […]

The Pompano Beach, Florida-based Soreide Law Group obtained the following information on a complaint filed against a Florida broker from FINRA’s website under, “Disciplinary and Other FINRA Actions, May 2016.” Dennis Mark Adam Merritt (CRD #1748115, Palm Harbor, Florida) was named a respondent in a FINRA complaint alleging that he participated in private securities transactions […]